问题 单项选择题

To comply to the Standards of Professional Conduct relating to preservation of confidentiality, a member must keep former clients information confidential unless the information:()

A. is part of a professional conduct investigation by CFA Institute Designed Officer.

B. is related only to personal data, such as name and email address.

C. concems a client's illegal activities, while applicable law still requires to maintain confidentiality.

答案

参考答案:A

解析:

客户信息需要加以保密,除非遇到以下4个例外:法律上要求公开,包含非法行为,客户允许公开,以及接受CFA协会的调查。C选项中虽然包含非法行为,但是如果当地法律也要求保密,此时会员就不能对客户信息进行披露。

单项选择题 B型题
名词解释