问题 单项选择题

证券经纪商在接受客户委托后,进行申报时做法错误的是( )。

A.在交易市场买卖证券均必须公开申报竞价
B.在申报竞价时,须一次完整地报明买卖证券的数量、价格及其他规定的因素
C.在同时接受两个以上委托人买进委托与卖出委托且种类、数量、价格相同时,可以自行对冲完成交易,不用向证券交易所申报竞价
D.按“时间优先,客户优先”的原则进行申报竞价

答案

参考答案:C

解析: 证券经纪商在接受客户委托、进行申报时应该做到:在交易市场买卖证券均必须公开申报竞价;在申报竞价时,须一次完整地报明买卖证券的数量、价格及其他规定的因素;在同时接受两个以上委托人买进委托与卖出委托且种类、数量、价格相同时,不得自行对冲完成交易,仍应向证券交易所申报竞价。

单项选择题

The most frightening words in the English language are, "Our computer is down. " You hear it more and more when you are on business. The other day I was at the airport waiting for a ticket to Washington and the girl in the ticket office said, "I’m sorry, I can’t sell you a ticket. Our computer is down. "

"If your computer is down, just write me out a ticket. "

"I can’t write you out a ticket. The computer is the only one allowed to do so. "

I looked down on the computer and every passenger was just standing there drinking coffee and staring at the black screen. Then I asked her, "What do all you people do"

"We give the computer the information about your trip, and then it tells us whether you can fly with us or not. "

"So when it goes down, you go down with it. "

"That’s good, sir. "

"How long will the computer be down" I wanted to know.

"I have no idea. Sometimes it’s down for 10 minutes, sometimes for two hours. There’s no way we can find out without asking the computer, and since it’s down it won’t answer us. "

After the girl told me they had no backup computer, I said. "Let’s forget the computer. What about your planes They’re still flying, aren’t they"

"I couldn’t tell without asking the computer. "

"Maybe I could just go to the gate and ask the pilot if he’s flying to Washington, " I suggested.

"I wouldn’t know what gate to send you to. Even if the pilot was going to Washington, he couldn’t take you if you didn’t have a ticket. "

"Is there any other airline flying to Washington within the next few hours"

"I wouldn’t know, " she said, pointing at the dark screen. "Only ’IT’ knows. ’It’ can’t tell me. "

By this time there were quite a few people standing in lines. The word soon spread to other travelers that the computer was down. Some people went white, some people started to cry and still others kicked their luggage.

What could the girl in the ticket office do for the passengers without asking the computer()

A. She could sell a ticket.

B. She could write out a ticket.

C. She could answer the passengers’ questions.

D. She could do nothing.

单项选择题