With respect to the CFA Institute Code of

问题单项选择题

With respect to the CFA Institute Code of Ethics and Standards of Professional Conduct, which of the following is least likely to prompt an inquiry by the CFA Institute Professional Conduct Program

A. Written complaints received by Professional Conduct staffs.
B. A violation report submitted by CFA examination proctors.
C. Internal investigations of members conducted by local CFA societies.

答案

参考答案：C

解析：有4种情况会引起CFA协会对于会员或考生的行为进行调查：(1)自己披露(每年有专业操守声明)；(2)其他人向CFA协会举报；(3)公开媒体披露；(4)考试违反规则并被报告。会员的行为受到当地CFA分会的内部调查并不属于上述4种的情况。