问题
单项选择题
Which of the following is least likely a violation of the CFA Institute Standards of Professional Conduct relating to knowledge of the law. A member is failure to:
A. dissociate from any violation of applicable laws, rules, or regulations.
B. seek the advice of compliance personnel or legal counsel concerning legal requirements.
C. disclose to CFA Instituteinvolvement in any civil litigation in the member's professional conduct statement.
答案
参考答案：B
解析： CFA协会并不要求会员必须向合规部门或法务部门人员寻求关于法律要求的建议，只是在会员或者考生存在疑惑时此为推荐的做法。但是会员必须向CFA协会每年提交专业操守声明，如果会员的专业行为有法律上的民事诉讼，则会员要告知CFA协会。同时，会员必须远离对于所适用法律、法规或规则的违反行为。