问题
单项选择题
Which of the following is most likely a recommended procedure for compliance with the Standards of Professional Conduct relating to loyalty, prudence, and care Members should:
A. make their clients aware of all forms of manager compensation.
B. seek best execution for their clients in any circumstance.
C. diversify investments to reduce the risk of loss in any circumstance.
答案
参考答案：A
解析： 为了遵守对于客户的忠诚、谨慎和周到的原则，对于公司政策来讲，向客户披露基金管理人的所有形式的薪酬是推荐的做法，所以选项A是正确的。除非是由作为最后受益人的客户指定券商，会员必须为他们的客户寻求最优的交易执行，所以选项B说在任何情况下是错误的。除非分散化与计划的要求不符合或者与账户的目标相反，会员应该通过分散化投资来减少损失的风险，所以选项C说在任何情况下也是错误的。