问题
单项选择题
A member receives referral fees consideration from individuals outside the member's firm for the recommendation of a financial service. According to the Standards of Professional Conduct, before entry into any formal agreement for the service, the member is required to disclose to their employer, clients and prospective clients:
A. only the nature of the consideration.
B. only an estimated dollar value of the consideration.
C. both the nature and the estimated dollar value of the consideration.
答案
参考答案:C
解析: 向客户、潜在客户或雇主披露推荐(产品或服务)费,必须要披露报酬的实质(如现金、佣金或其他利益等)以及估计的货币价值。