问题 单项选择题

证券从业人员禁止的行为是()。

A.举办有关证券投资咨询的讲座、报告会、分析会 

B.接受投资人或客户的委托,提供证券投资咨询服务 

C.以获取投机利益为目的,利同职务之便从事证券买卖活动 

D.接受客户委托,按规定的标准收取各项费用

答案

参考答案:C

解析:

证券从业人员禁止性行为包括:①不得以获取投机利益为目的,利用职务之便从事证券买卖活动;②不得向客户提供证券价格上涨或下跌的肯定性意见;③不得与发行公司或相关人员之间有获取不当利益的约定;④不得劝诱客户参与证券交易;⑤不得接受分享利益的委托;⑥不得向客户保证收益;⑦不得接受客户对买卖证券的种类、数量、价格及买进或卖出的全权委托以及不得为达到排除竞争的目的,不正当地运用自己在交易中的优越地位限制某一客户的业务活动。

单项选择题
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Welcome to City Lit

About us

City Lit is London’s influential destination for inspiring evening,daytime and weekend courses for adults.Each year we offer thousands of part-time courses,always trying to follow new trends and the passions and interests of our learners.Most of our classes take place in our bright,modern building in Covent Garden and are taught by inspiring tutors,all of whom are leading experts and elites(精英)in their field.

Our courses

City Lit offers you the biggest choice of part-time courses for adults in London.Our courses range from complete beginners to university level to meet your needs.Many lead to a nationally recognized qualification.Our courses run for about 12 weeks.Our courses regularly receive five-star reviews from our learners.

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It’s easy to book a place on a City Lit course.Just follow the steps below or ring our enrollment line on 020 783 1 7831 if you have any enrollment questions.

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Choose a course from over 4,000 that suits your needs.

The information and advice team are on hand to help you with information about courses, careers and financial support.

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Book in advance to avoid disappointment.Dates,days,times and availability are shown next to each course.

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By post or fax:Some courses require an interview before your enrollment.

You can also visit http:∥www.citylit.ac.uk/enrol to know about the information.

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Please ring enrollments on 020 7831 7831 or visit our enrollment counter for more information.

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小题1:The main purpose of the passage is ___________.

A.to teach people how to learn well in City Lit

B.to introduce the development of City Lit

C.to tell us some basic information on City Lit

D.to show us some unique courses in City Lit小题2:Which of the following about City Lit is NOT right?

A.There are four different ways to enroll.

B.All teachers of City Lit are excellent.

C.Good comments are given to City Lit.

D.City Lit is a full-time training institution.小题3:The courses City Lit provides __________.

A.can meet people of all ages of all walks of life

B.lead to the worldwide recognized qualification

C.usually last approximately three months

D.are just intended for the very beginners