问题 单项选择题

Ralph Salley, CFA, is a portfolio manager at a mutual fund company. According to the Standards of Professional Conduct relating to diligence and reasonable basis, which of the following statements is most accurate()

A. CFA members may not rely solely on third-party research to make investment decisions.

B. CFA members may rely on others in their firm to determine whether thirdparty research has a sound basis and continuous reliability.

C. CFA members may not rely on others in their firm to determine whether third-party research has a sound basis and continuously reliability.

答案

参考答案:B

解析:

CFA会员可以参考第三方的研究成果来作出自己的投资决策,但使用第三方的研究成果前必须由自己或公司来决定该研究成果是否有道理及是否可以被持续信赖,该尽职调查可以由自己或者公司其他人,例如管理层来进行。

选择题
单项选择题