According to the Standards of Professional

问题单项选择题

According to the Standards of Professional Conduct relating to record retention, if local regulatory guidance is in place and requires at least 5 years of maintenances, CFA members should keep records for at least:（）

A. 5 years.

B. 7 years.

C. 10 years.

答案

参考答案：A

解析：

如果当地的法律、法规没有明确的规范，CFA协会推荐保留记录至少是7年，但如果当地的法律、法规有明确的规范，CFA协会则要求会员遵守当地的监管要求。这里并不适用在当地的法律、法规和CFA协会的伦理道德与专业行为标准中遵守一个更加严格的要求。