问题 单项选择题

As CFA members, when they dealing with the investment service for his or her clients and employer, which of the following statements is most accurate according to the Standards of Professional Conduct relating to loyalty, prudence and care()

A. CFA members must place their clients' and employers' interests before their own clients' interests.

B. CFA members must place their employers' interests before their own interests.

C. CFA members must place their clients' interests before their employers' or their own interests.

答案

参考答案:C

解析:

关于对客户忠诚、谨慎投资和合理注意(Loyalty,Prudence and Care)的专业行为标准中规定:“会员和考生对于其客户有忠诚的责任,并且必须履行合理的注意和执行谨慎的判断。会员和考生必须要以客户的利益行事,并且把客户的利益放在他们的雇主或他们自身的利益之前。”

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