某证券公司向中国证监会申请保荐机构资格。下列关于该公司申请保_爱下问搜题

搜题请搜索小程序“爱下问搜题”

问题单项选择题

某证券公司向中国证监会申请保荐机构资格。下列关于该公司申请保荐机构资格条件的表述中，不符合证券法律制度规定的是(　)

A．注册资本为人民币5亿元，净资产为人民币1亿元
B．从业人员20人均具有3年从事保荐相关业务的经历
C．符合保荐代表人资格条件的从业人员5人
D．最近3年内未因重大违法违规行为受到行政处罚

答案

参考答案：B

解析：[答案解析] 根据规定，证券公司申请保荐机构资格，应当具备的条件(1)注册资本不低于人民币1亿元，净资本不低于人民币5000万元；(2)具有完善的公司治理和内部控制制度，风险控制指标符合相关规定；(3)保荐业务部门具有健全的业务规程、内部风险评估和控制系统，内部机构设置合理，具备相应的研究能力、销售能力等后台支持；(4)具有良好的保荐业务团队且专业结构合理，从业人员不少于35人，其中最近3年从事保荐相关业务的人员不少于20人；(5)符合保荐代表人资格条件的从业人员不少于4人；(6)最近3年内未因重大违法违规行为受到行政处罚；(7)中国证监会规定的其他条件。因此，本题B选项表述不正确。

填空题

某高中有三个年级，其中高一学生有600人，若采用分层抽样抽取一个容量为45的样本，已知高二年级抽取20人，高三年级抽取10人，则该高中学生的总人数为______．

问答题

Silicon Valley is a magnet to which numerous talented engineers, scientists and entrepreneurs from overseas flock in search of fame, fast money and to participate in a technological revolution whose impact on mankind will surely surpass the epoch-making European Renaissance and Industrial Revolution of the bygone age.
(46) With the rapid spread of the Internet since the early 1990s, and the relentless technological innovations generated through it, the information era is truly upon us, profoundly influencing and changing not only our lifestyle, but also the way we work, do business, think and communicate with others.
(47) The unprecedented success of the Valley is a testimony to the concerted international endeavors and contributions by people from diverse cultural and racial backgrounds, made possible by the favorable political, economic and intellectual climate prevailing, as well as the farsighted policies of the US government.
Many countries have, or are in the process of creating, their own "Silicon Valley". So far, none has as yet threatened the preeminence of the US prototype. What makes Silicon Valley such a Unique entity There are several crucial factors.
(48) First and foremost, it has the largest concentration of brilliant computer professionals and the best supporting services in the world, and easy access to world-class research institutions, like Stanford University, which continually nurtures would-be that the industry needs in order to move forward. Without these advantages, the Valley would be a different place.
Secondly, it actively encourages, or even exalts, risk taking. Hence, failure holds no terror and there is no shame attached to a failed effort. On the contrary, they will try even harder next time round. Such never-say-die approach is the sine qua non for the ultimate triumph in entrepreneurship and technological breakthrough.
(49) A third decisive factor is the vital role of venture capitalists who willingly support promising start-ups with urgently needed initial capital to get them started. Some would even give failed entrepreneurs a second chance if convinced that a fresh concept might lead to ultimate success.
(50) Of equal importance, bright young people and middle level professionals are keen to work for a new venture at substantially reduced remuneration, as it offers more scope for entrepreneurship and job satisfaction than the established companies. There is also a pride of achievement if their efforts contribute to its fruition.
Intellectual challenges aside, it is a common practice for start-ups to offer generous share options to employees in order to attract the right talent into their folds. This is a powerful incentive to motivate the staff to do their utmost and to share in the company’s prosperity if it reaches its goal Many regard this as the foundation of a successful enterprise.