Xiang Li, CFA, deputy treasurer for BBB College, manages the Student Scholarship Trust. Li issued a Request for Proposals (RFP) for domestic equity managers. Gong Cheng, CFA, a good friend of Li, introduces him to representatives from Capital Investments, who submitted a proposal. Li selected Capital as a manager based on the firba’s excellent performance record. Shortly after the selection, Cheng, who had outstanding performance as an equity manager with another firm, accepted a lucrative job with Capital. Have Li and Chen, respectively, violated any CFA Institute Standards of Professional Conduct . LiChen()①A. NoNo ②B. NoYes ③C. YesNo
A. ①
B. ②
C. ③
参考答案:A
解析:
Members should use reasonable care and judgment to maintain independence and objectivity. There is no indication of inappropriate behavior in selection of the equity manager or in the acceptance of employment-with that management; both decisions were based on the excellent performance records of the manager and the member, respectively.