问题 单项选择题

George, CFA, a citizen of Germany, is doing business in a neighboring country. According to AIMR Standards of Professional Conduct, which statement applies to George’ s conduct when he is conducting business in the other country()

A. He is not bound by any of the regulations because France and the other country have no jurisdiction in each other’s countries.

B. He should adhere to whichever of France’s, the other country’s or AIMR’s rules that impose the highest degree of responsibility.

C. He should only adhere to the securities laws of France even though they do not cover some of the provisions found in the laws of the other country that relate to his work.

答案

参考答案:B

解析:

Standard I Fundamental Responsibilities. The general rule is that if applicable law is more strict than the requirements of the Code and Standards, members, CFA charter holders, and candidates in the CFA Program must adhere to applicable law; otherwise, they must adhere to the Code and Standards.

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