问题 单项选择题

John Maginn, an investment researcher, who is a CFA charter holder, takes a trip for which his firm will pay all the expenses. Upon his return he alters some of the numbers on restaurant receipts to inflate the expenses by $ 52. Is this a violation relating to Professional Misconduct()

A. No, because the expense inflated is under $100.

B. No, if such behavior is not significant.

C. Yes, because it is a crime of moral turpitude.

答案

参考答案:C

解析:

Yes, because it is a crime of moral turpitude. A Members and Candidates must not engage in any professional conduct involving dishonesty, fraud, or deceit or commit any act that reflects adversely on their professional reputation, integrity, or competence. CFA Institute discourages unethical behavior in all aspects of members’ and candidates’ lives. Do not abuse CFA Institute’s Professional Conduct Program by seeking enforcement of this Standard to settle personal, political, or other disputes that are not related to professional ethics.

问答题

阅读下列材料
材料一:
秦人,其生民也陿阸,其使民也酷烈。劫之以势,隐之以阸,忸之以庆赏,鰌之以刑罚,使天下之民所以要利于上者,非斗无由也。阸而用之,得而后功之,功赏相长也。五甲首而隶五家,是最为众强长久,多地以正。故四世有胜,非幸也,数也。——《荀子·议兵》
材料二:
令民为什伍,而相牧司连坐。不告 * * 者腰斩,告 * * 者与斩敌首同赏,匿 * * 者与降敌同罚。民有二男以上不分异者,倍其赋。有军功者,各以率受上爵。为私斗者,各以轻重被刑大小。僇力本业,耕织致粟帛多者复其身。事末利及怠而贫者,举以为收孥。宗室非有军功,论不得为属籍。明尊卑爵秩等级,各以差次,名田宅、臣妾、衣服,以家次。有功者显荣,无功者虽富无所芬华。——《史记·商君列传》
材料三:
鞅以三晋地狭人贫,秦地广人寡,故草不尽垦,地利不尽出。于是诱三晋之人,利其田宅,复三代,无知兵事而务本于内,而使秦人应敌于外。故废井田,制阡陌,任其所耕,不限多少。数年之间,国富兵强,天下无敌。——《通典·食货典一》
材料四:
及秦孝公用商君,坏井田,开仟伯,急耕战之赏,虽非古道,犹以务本之故,倾邻国而雄诸侯。然王制遂灭,僭差亡度。庶人富者累钜万,而贫者食糟糠。有国强者兼州域,而弱者丧社稷。
……用商鞅之法,改帝王之制,除井田,民得买卖。富者田连仟伯,贫者亡立锥之地。
——《汉书·食货志》
材料五:
苏秦……形容枯槁,面目黧黑,状有愧色。归至家,妻不下絍,嫂不为炊,父母不与言。……乃夜发书,陈箧数十,得《太公阴符》之谋,伏而诵之,简练以为揣摩。读书欲睡,引锥自刺其股,血流至足。曰:“安有说人主不能出其金玉锦绣,取卿相之尊者乎”
……将说楚王,路过洛阳。父母闻之,清宫除道,张乐设饮,郊迎三十里。妻侧目而视,倾耳而听。嫂蛇行匐伏,四拜自跪而谢。苏秦曰:“嫂何前倨而后卑也”嫂曰:“以季子位尊而多金!”
——《战国策·苏秦始将连横》
材料六:
张仪已学而游说诸侯。尝从楚相饮,已而楚相亡璧。门下意张仪,曰:“仪贫无行,此必盗相君之璧。”共执张仪,掠笞数百,不服,释之。
其妻曰:“嘻!子毋读书游说,安得此辱乎”张仪谓其妻曰:“视吾舌尚在不”其妻笑曰:“舌在也。”仪日:“足矣!”——《史记·张仪列传》
请回答:

说明材料五、六的苏秦和张仪在当时的主张是什么。

问答题 案例分析题