问题 多项选择题

下列有关操纵市场行为的说法正确的是:()

A.张三持有甲上市公司20%的股权,张三从2013年10月到2013年12月期间,连续买进甲公司的股票,导致甲公司股票的价格大幅度上升,直至达到张三预期的价格。该行为属于操纵市场行为

B.东海市的李四与锡地市的王五,都在2013年9月18日到20日之间买进了乙上市公司的股票,且恰好二人购买股票的价格都是每股25元。因此,乙公司的股票交易量大增,股票价格创历史新高。该二人行为属于操纵市场行为

C.赵六被认定为操纵证券市场的行为给众多投资者造成了巨大损失,赵六应当依法承担赔偿责任

D.丙公司被认定为具有操纵证券市场行为,那么证券监督管理机构可责令依法处理其非法持有的证券、没收违法所得,并对丙公司和直接责任人宋江都处以罚款

答案

参考答案:A, C, D

解析:考查操纵市场行为的判断及法律责任。法律依据为《证券法》第77条规定,禁止任何人以下列手段操纵证券市场:(1)单独或者通过合谋,集中资金优势、持股优势或者利用信息优势联合或者连续买卖,操纵证券交易价格或者证券交易量;(2)与他人串通,以事先约定的时间、价格和方式相互进行证券交易,影响证券交易价格或者证券交易量;(3)在自己实际控制的账户之间进行证券交易,影响证券交易价格或者证券交易量;(4)以其他手段操纵证券市场。操纵证券市场行为给投资者造成损失的,行为人应当依法承担赔偿责任。A选项属于第1项的情形,正确。B选项不属于第2项情形,因为二人并未串通,实为巧合。故B错误。C选项符合第2款的规定,故正确。D选项符合第203条的规定,故正确。

阅读理解

The scientists observed that the more junk food the rats ate, the more they wanted to eat – a behavior very similar to that of rats addicted(上了瘾的) to heroin, a dangerous drug. Johnson said the experiment shows that the brain chemistry of obesity(肥胖) and drug addiction may be quite similar.

In their experiment, Johnson and his team studied the “pleasure center” of rats’ brains. The pleasure center is a complicated network of nerve cells. If the animal exercises or eats, the cells reward the animal by releasing chemicals into the body that make it feel good. And when the body feels good, the animal – or person – will want to do the behavior again.

For the experiment, Johnson fed foods like cheesecake to one group of rats. Food like this is high in calories and fat. Another group of rats got a regular diet. The rats that ate junk food started to eat more and more.

“They’re taking in twice the amount of calories as the control rats,” says Paul Kenny, one of Johnson’s colleagues.

Kenny and Johnson wanted to know what was going on in the brains of these rats. They first designed a way to deliver a small electrical charge to the rats’ brains. This electrical charge would stimulate the pleasure centers to release pleasure-causing chemicals. The rats could control how much stimulation – and how much pleasure – they received by running on a wheel. The more the rat ran, the more pleasure it received.

The rats that had been eating junk food started running more and more. This behavior suggested that the junk-food-eating rats needed more brain stimulation to feel good compared with rats on a normal diet. In other words, their pleasure centers were becoming less sensitive and the junk food didn’t make them feel good unless they ate more and more.

Experiments like this one could help scientists understand how chemicals in the brain contribute to obesity. With that information, they may be able to help people avoid obesity in the first place.

(Note: Answer the questions or complete the statements in NO MORE THAN TEN WORDS.)

小题1: The scientists suggested it was actually ___________________ that made the rats feel good.

小题2: How did the scientist know what was happening in the brains of the junk-food-eating rats?

小题3:What was the purpose of the experiment mentioned in the article?

填空题