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问题 单项选择题

客户信用交易担保证券账户记录的证券，由（）行使对证券发行人的权利。

A.客户以自己名义，为自己的利益

B.客户以自己的名义，为证券公司的利益

C.证券公司以客户的名义，为自己的利益

D.证券公司以自己的名义，为客户的利益

答案

参考答案：D

单项选择题

关于原发性骨髓纤维化和慢性粒细胞白血病的比较，下列哪项是错误的（）

A.前者白细胞计数轻度增高

B.前者外周血中易见泪滴样红细胞

C.前者骨髓穿刺常"干抽"

D.前者中性粒细胞碱性磷酸酶积分不降低

E.前者是良性病变，不会转成白血病
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单项选择题

Giselle Holt is a staff of the Professional Conduct Program of CFA Institute. In order to be compliance with the Code of Ethics and Standards of Professional Conduct, Holt is most directly responsible for which of the following activities（）

A. conducting investigations on CFA members or candidates who may have violated the Code of Ethics and Standards of Professional Conduct.

B. conducting hearing panel relating to proposed sanctions on CFA members or candidates.

C. updating the code of ethics and the professional conduct annually to ensure they are effective.
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