以下( )属于资产管理业务的管理风险。 A．与客户签订资产管理_爱下问搜题

搜题请搜索小程序“爱下问搜题”

问题多项选择题

以下( )属于资产管理业务的管理风险。

A．与客户签订资产管理合同不规范

B．操作人员违反合同约定买卖证券

C．操作人员在经营中进行不必要的证券买卖损害委托人的利益

D．由于市场调研的差异导致对市场变化把握不准，投资决策或操作失误

答案

参考答案：A,B,C

解析： D选项不属于资产管理业务管理风险的范畴，属于市场风险以及证券公司的专业能力风险。本题的最佳答案是ABC选项。

填空题

根据所给图片完成短文。

One day, Mr. Li was 1 a book in his office after school when a ball broke the window

and flew in.. The ball 2 him on the head. So he took the ball and came downstairs to see

who threw the ball .He met a boy at the doorway and the boy said that he threw it just now.

The boy said 3 to Mr. Li and Mr. Li praised the boy for his honesty. At last Mr. Li told

the boy to be more careful next time. The boy 4 him and said goodbye to him, running

away 5 the ball.

1._____ 2._____ 3._____ 4._____ 5._____

单项选择题

近代西方首倡教育适应自然原则的教育家是（）。

A．夸美纽斯

B．卢梭

C．裴斯泰洛齐

D．赫尔巴特