问题 多项选择题

期货公司申请金融期货结算业务资格,应当向中国证监会提交的申请材料包括()。

A.金融期货结算业务资格申请书

B.从事金融期货结算业务的计划书

C.加盖公司公章的营业执照复印件和金融期货经纪业务资格证明文件

D.股东会或者董事会关于期货公司申请金融期货结算业务资格的决议文件

答案

参考答案:A, B, C, D

解析:

根据《期货公司金融期货结算业务试行办法》第10条的规定,期货公司申请金融期货结算业务资格,应当向中国证监会提交下列申请材料:(1)金融期货结算业务资格申请书;(2)加盖公司公章的营业执照复印件和金融期货经纪业务资格证明文件;(3)股东会或者董事会关于期货公司申请金融期货结算业务资格的决议文件;(4)从事金融期货结算业务的计划书;(5)《高级管理人员情况表》、《主要部门负责人情况表》和《从业人员情况表》;(6)申请日前2个月月末的期货公司风险监管报表,及申请日前2个月的风险监管指标持续符合规定标准的书面保证;(7)经具有证券、期货相关业务资格的会计师事务所审计的前3个会计年度财务报告,申请日在下半年的,还应当提供经审计的半年度财务报告;(8)申请日前3个会计年度每季度末客户权益总额情况表;(9)经具有证券、期货相关业务资格的会计师事务所审计的控股股东最近一期的财务报告;(10)律师事务所就期货公司是否符合该办法第7条第5项、第7项至第11项规定的条件,以及股东会或者董事会决议是否合法出具的法律意见书;(11)存在该办法第7条第8项或者第9项规定情形的,还应当提供期货公司住所地的中国证监会派出机构出具的整改验收合格的专项意见书;(12)中国证监会规定的其他材料。因此,本题的正确答案为ABCD。

单项选择题
阅读理解

阅读理解。

                                                             

     Welcome to catch the excitement of your child on film while fishing and enter his or her picture in the

yearly Kids'n Fishing Photo Contest! The contest is sponsored by Virginia Department of Game and Inland

Fisheries (VDGIF) in celebration of National Fishing Week!

     The winning pictures are those that best catch the theme "kids enjoying fishing". Winners will receive

different fishing related prizes. Winning pictures will also be posted on the VDGIF website and may be used

in all kinds of VDGIF publications. There is no need to be a professional photographer. Any photo will do.

     Contest Rules

     ●Children in the photographs must fall into one of the following age groups when the picture is taken:

l-5, 6-10.

     ●Photos must not be more than l year old.

     ●Photos must be taken in Virginia.

     ●Children in a boat must be wearing a life jacket.

     ●Only one photo submission (提交) per child.

     ●Submit photo on photograph quality paper, no CD's accepted.

     ●Photos must not be bigger than "4×6" size.

     ●Please stick a piece of paper to the back of the photo including: name, age, address, phone number and

location where the photograph was taken.

     ●Photos must be postmarked on or before June 19,2011.

     ●Judging will take place in July and winners will be posted on the VDGIF website.

     ●Prizes will be sent directly to the winning children.

     ●This contest isn't open to immediate family of VDGIF employees and sponsors. Immediate family

members refer to children, relatives or others living in the same household with a VDGIF employee or sponsor.

     To Enter:

     Send your photo, with the child's name, age, phone number and address to:

     2011 Kids'n Fishing Photo Contest

     Virginia Department of Game and Inland Fisheries

     P.O. Box 11104

     Richmond, VA 23230-1104

1. The purpose of the contest is to ____.

A. encourage people to take more pictures

B. celebrate a national fishing related activity

C. help people realize the importance of fishing

D. encourage people to go fishing with kids

2. Which of the following photos can enter the contest?

A. A photo which was taken in California in 2009.

B. A large photo whose postmark is July 11, 2011.

C. A photo which was taken in Virginia on Sept. 23, 2010.

D. A photo on which there is a 12-year-old girl.

3. What can be known about the prize of the contest?

A. Winners will get a great deal of money.

B. Winners will be allowed to travel in Virginia for free.

C. Winners' works will be seen on any website.

D. Winners' works may appear on the covers of VDGIF publications.