问题 问答题

金悦股份有限公司于2000年10月向社会公开发行股票并在证券交易所上市。2003年3月,公司召开股东大会并讨论了配股方案。有关情况如下: 截至2002年12月31日,公司股份总额为24 000万股(每股1元,下同),资产总额为52 000万元,负债总额为15 000万元,净资产为37 000元。公司2000、2001、2002年的净资产收益率分别为10.8%、9.5%、10.9%。预期2003年的利润可超过银行同期存款利率。为投资新项目,本次拟以每股2.8元的价格向股东配售。 2003年4月18日,公司发布配股公告,5月,配股发行工作完成。6月,中国证监会根据举报,在组织对该公司的检查中发现: (1) 在公司申请配股期间,持有公司5%股份的股东甲企业认为公司股票将会上涨,便大量买进该股票,使其持有的股票达到8%。当该股票价格攀升之时,高价抛出该股票,获利30万元。 (2) 为该公司出具2002年度审计报告的注册会计师罗某在4月25日购买了该股票,并于5月初抛出,获利2万元。 (3) 乙证券公司从业人员戴某也于申请配股期间买人该股票后又抛出,获利7万元。 要求:根据以上资料,回答下列问题: (1) 甲企业买卖公司股票的行为是否合法,并说明理由。 (2) 注册会计师罗某买卖股票的行为是否合法,并说明理由。 (3) 乙证券公司从业人员戴某买卖股票的行为是否合法,并说明理由。

答案

参考答案:

解析:[答案] (1) 甲企业买卖股票的行为不合法。因其持有金悦公司5%以上的股票,属于内幕人员。根据《证券法》的规定,知悉证券交易内幕信息的知情人员不得买人或者卖出所持有的该公司的股票。 (2) 注册会计师罗某买卖股票的行为合法。根据《证券法》的规定,为上市公司出具审计报告和法律意见书等文件的专业机构和人员,自接受上市公司委托之日起至上述文件公开后5日内,不得买卖该种股票。因罗某买卖股票的时间是在其出具的审计报告公开后的5日以后,所以其行为合法。 (3) 乙证券公司从业人员戴某买卖股票的行为不合法。因戴某也是《证券法》规定的内幕人员,所以不得买卖该公司的股票。

阅读理解

阅读理解

     One-room schools are part of the United States, and the mention of them makes people feel a

vague longing for "the way things were".

     One-room schools are an endangered species, however.For

more than a hundred years one-room schools have been systematically shut down and their students

sent away to centralized schools.As recently as 1930 there were 149,000 one-room schools in the

United States.By 1970, there were 1,800.Today, of the nearly 800 remaining one-room schools,

more than 350 are in Nebraska.The rest are scattered through a few other states that have on their

road maps wide-spaces between towns.

     Now that there are hardly any left, educators are beginning to think that maybe there is something

yet to be learned from one-room schools, something that served the pioneers that might serve as well

as today.

      Progressive educators have come up with progressive-sounding names like "peer-group teaching"

and "multi-age grouping" for educational procedures that occur naturally in the one-room schools.In

one-room schools, the children teach each other because the teacher is busy part of the time teaching

someone else.A fourth grader can work at a fifth-grade level in math and a third-grade level in English without the shame associated with being left back or the pressures of being skipped ahead.A youngster

with a learning disability can find his or her own level without being separated from the other pupils.In

larger urban schools today, this is called "mainstreaming". A few hours in a small school that has only one

classroom and it becomes clear why so many parents feel it one of the advantages of living in Nebraska

that their children have to go to a one-room school.

1. According to the text, many educators today feel that one-room schools________.

A. need to be shut down  

B. are the best in Nebraska

C. are still common in America  

D. provide good education

2. One-room schools are in danger of disappearing because________.

A. they all exist in only one state

B. they skip too many children ahead

C. there is a trend toward centralization

D. there is no fourth-grade level in them

3. What is mentioned as a major characteristic of the one-room school?

A. Some children have to be left back.

B. Teachers are always busy.

C. Pupils have more subjects to study.

D. Leaning is at different grade levels at a time.

4. What's the author's attitude toward one-room schools?

A. He prises them.  

B. He dislikes them.

C. He shows sympathy.  

D. He rejects them.

5. The last sentence suggests that parents living in Nebraska________.

A. don't like centralized schools

B. once studied in one-room schools

C. prefer rural life to urban one

D. came from other states of America

单项选择题