问题 多项选择题

中国证监会及其派出机构认为期货公司可能存在下列()情形之一的,可以要求其聘请中介服务机构进行专项审计、评估或者出具法律意见。

A.期货公司的年度报告、月度报告或者临时报告等存在虚假记载、误导性陈述或者重大遗漏

B.违反有关客户资产保护和期货保证金安全存管监控规定

C.违反风险监管指标管理规定

D.中国证监会根据审慎监管原则认定的其他重大情形

答案

参考答案:A, B, C, D

解析:

《期货公司管理办法》第八十六条规定,中国证监会及其派出机构认为期货公司可能存在下列情形之一的,可以要求其聘请中介服务机构进行专项审计、评估或者出具法律意见:(一)期货公司的年度报告、月度报告或者临时报告等存在虚假记载、误导性陈述或者重大遗漏;(二)违反有关客户资产保护和期货保证金安全存管监控规定或者风险监管指标管理规定;(三)中国证监会根据审慎监管原则认定的其他重大情形。期货公司应当配合有关中介服务机构工作,如实提供有关文件和资料。

完形填空
完形填空。
     A long time ago, there was an emperor (皇帝). One day he told his horseman that if he could ride on his
horse and   1   as much land area as he liked, he would give him the area of land he had covered. Sure enough,
the horseman quickly jumped onto his horse and   2   as fast as possible to cover as much land area as he could.
He kept on riding and riding, whipping the horse to go as fast as possible. Even when he was   3   or tired, he
did not stop because he wanted to cover as much area as possible. When he at last covered a large amount of
land, he was exhausted and was   4  . Then he asked himself, "Why did I push myself so hard to cover so much
land area? Now I am dying and I only   5   a very small area to bury myself."
     The above story is   6   to the journey of our life. We push ourselves very hard every day to make more   7  ,
to gain power or recognition. We neglect (疏忽, 忘记) our health, time with our family and to appreciate (欣赏)
the surrounding   8   and the things we love to do. One day when we look back, we will   9   that we don't really
need that much, but then we cannot turn back time for what we have  10 .
     Life is not about making money. Life is definitely (肯定地) not about work! Work is only necessary to keep
us living so as to enjoy the beauty and pleasures of life.
( )1. A. use    
( )2. A. rode    
( )3. A. sad    
( )4. A. sleeping         
( )5. A. need    
( )6. A. useful  
( )7. A. friends 
( )8. A. things  
( )9. A. realize 
( )10. A. saved  
B. cover          
B. ran        
B. excited         
B. arguing    
B. have           
B. certain       
B. progress    
B. condition          
B. regret      
B. missed    
C. work                
C. expanded     
C. confused           
C. dying          
C. find                
C. similar       
C. discoveries      
C. people            
C. apologize      
C. reduced   
D. get                 
D. struggled   
D. hungry          
D. smiling          
D. show                     
D. special         
D. money        
D. beauty             
D. explain          
D. won       
单项选择题