问题 单项选择题

A CFA charterholder owns an asset management firm with offices downtown. To minimize rent expenses, each year the charterholder ships the previous year’s research report to a nearby warehouse. There, the reports are digitized and stored in both electronic and hard-copy forms. After five years, all paper copies are destroyed and only electronic copies are retained. Are the charterholder’s record-retention procedures in compliance with the CFA Institute Standards of Practice()

A. No.

B. Yes, because he is only required to retain hard copies for five years.

C. Yes, because he still retains electronic copies of the original documents.

答案

参考答案:C

解析:

[分析]: 根据执业操守标准Ⅴ (C)(保留记录)的规定,会员必须保留与其研究领域有关的文件资料,这些文件资料应当用来作为会员作出各项投资决策的基本依据。上述文件资料既可以采用书面的形式加以保存,也可以采用电子文档形式保存。 [考点] 投资分析、投资建议和投资行为

阅读理解

阅读理解。

     Is there anything more important than health? I don't think so. "Health is the greatest wealth." wise people

say. You can't be good at your studies or work well when you are ill. If you have a headache, toothache,

backache, earache or bad pain in the stomach, if you complain of a bad cough, if you run a high temperature

and have a bad cold, or if you suffer from high or low blood pressure, I think you should go to the doctor.

The doctor will examine your throat, feel your pulse, test your blood pressure, take your temperature, sound

your heart and lungs, test your eyes, check your teeth or have your chest X-rayed. After that he will advise

some treatment, or some medicine. The only thing you have to do is to follow his advice. Speaking about

doctor's advice, I can't help telling you a funny story. An old gentleman came to see the doctor. The man

was very ill. He told the doctor about his weakness, memory loss and serious problems with his heart and

lungs. The doctor examined him and said there was no medicine for his disease. He told his patient to go to

a quiet place for a month and have a good rest. He also advised him to eat a lot of meat, drink two glasses

of red wine every day and take long walks. In other words, the doctor advised him to follow the rule:"Eat at

pleasure, drink with measure and enjoy life as it is." The doctor also said that if the man wanted to be well

again, he shouldn't smoke more than one cigarette a day. A month later the gentleman came into the doctor's

office. He looked cheerful and happy. He thanked the doctor and said that he had never felt a healthier man.

"But you know, doctor," he said, "it's not easy to begin smoking at my age."

1. The writer thinks that _____. [ ]

A. health is more important than wealth

B. work is as important as studies

C. medicine is more important than pleasure

D. nothing is more important than money

2. The doctor usually tells his patient what to do _____. [ ]

A. without examining the patient

B. after he has examined the patient

C. if the patient doesn't take medicine

D. unless the patient feels pain

3. The underlined part means "_____". [ ]

A. he was feeling better than ever

B. he wasn't a healthy man

C. he was feeling worse than before

D. he will be well again

4. From the last sentence of the passage, we learn the man _____ before the doctor told him not to smoke

    more than one cigarette a day. [ ]

A. was a heavy smoker

B. didn't smoke so much

C. didn't smoke

D. began to learn to smoke

5. Which of the following is NOT true? [ ]

A. The doctor usually tests his/her blood pressure when a person is ill.

B. The man told the doctor he couldn't remember things.

C. The man thanked the doctor.

D. The man didn't follow the doctor's advice.

单项选择题