Vincent Chase, CFA, is a portfolio manager for an investment advisory firm. Chase delegates some of his supervisory- duties to Janet Marshall, CFA, after educating Marshall on methods to prevent and detect violations of the firms of the firm’s compliance procedures. Despite these efforts, Chase discovers that an employee reporting to Marshall may have violated the procedures. According to the Standards of Practice Handbook, Chase’s least likely initial course of action must be to:（）
A. suspend the employee.
B. increase supervision of Marshall.
C. initiate an investigation to determine the extent of the wrongdoing.
参考答案：A
解析：
[分析]： 根据执业操守标准的相关规定，当发生违规行为时，负有监督责任的会员应立即采取以下措施： (1) 对违规行为进行全面调查，以确定违规的程度； (2) 视违规的具体程度，提高监察力度或对违规者的业务活动予以适当限制。 [考点] 对雇主的义务