问题
单项选择题
Fred Valley, CFA, is an analyst at a commercial bank. Valley receives compensation for referrals to the bank’s brokerage and personal financial-planning divisions. His recent referrals are long-time clients from his previous employer, and Valley does not mention the bank’s referral arrangement. Does Valley violate any CFA Institute Standards（）
A. No.
B. Yes, with respect to misrepresentation.
C. Yes, with respect to conflicts of interest.
答案
参考答案：C
解析：
[分析]： 根据执业操守标准Ⅵ (C)(举荐费)的规定，对于通过向客户推荐相关金融产品或服务，而从有关方面收取的额外报酬和获得的利益，会员应就上述相关事实向其雇主、客户及潜在客户加以披露。在本题中，由于Valley从相关部门收取了举荐费，从而他有义务将相关情况披露给其客户。 [考点] 利益冲突
冠折，残根位于龈下2mm，余留牙正常。最佳修复设计为（）