问题
单项选择题
David Schmidt enrolled to take the Level Ⅱ CFA examination in the current year; however, he did not take the exam. Subsequently, he registered to take the level Ⅱ exam the next year. Schmidt informed his employer that he passed Level Ⅱ. Which CFA Institute Standard of Professional Conduct did Schmidt most likely violate（）
A. Duties to employer.
B. Professional misconduct.
C. Referencing candidacy in the CFA program.
答案
参考答案：B
解析：
[分析]： 根据执业操守标准Ⅰ (D)(不当行为)的相关规定，会员不得从事涉嫌欺诈以及任何有损其执业声誉和诚信的不当行为。这里，“有损于可信性或执业能力的行为”是指那些尽管并不违法，但会对一名会员完成其职责的能力构成不利影响的行为。在本题中，Schmidt显然就其参加CFA二级考试的相关情况欺骗了其雇主，从而违反了执业操守标准Ⅰ (D)的规定。 [考点] 专业领域