问题
单项选择题
According to the Standards of Practice Handbook, a member who is an investment manager is least likely to breach his duty to clients by:（）
A. disclosing confidential client information to the CFA Institute Professional Conduct Program.
B. using client brokerage to purchase goods or services that are used in the investment decision-making process.
C. consistently supporting, management’s recommendations by voting with management on proxies related to non-routine governance issues.
答案
参考答案：B
解析：
[分析]： 根据执业操守标准Ⅲ (A)(忠诚，谨慎，关注)的规定，会员有对其客户保持忠诚的义务，并应基于理性的分析和谨慎的判断从事各项执业活动。在有些情况下，会员的客户会指示他使用客户的经纪人渠道为客户购买特定产品或服务，上述行为统称为“定向经纪业务(directed brokerage)”。由于经纪业务是客户掌握的一项资产，并且是用来为客户而不是会员提供服务的，因而B选项正确。 [考点] 对客户的义务