问题 单项选择题

David Sandridge earned the right to use the CFA designation in September 1968. Sandridge recently retired from the investment management profession. As he is retired, Sandridge no longer attends CFA Institute society meetings and has stopped paying his CFA Institute dues. According to the Standards of Practice Handbook, how should Sandridge refer to his affiliation with CFA program()

A. David Sandridge, CFA.

B. David Sandridge, CFA (retired).

C. "I was awarded the CFA charter in 1968."

答案

参考答案:C

解析:

[分析]: 根据执业操守标准Ⅶ (B)的规定,一旦被接纳为CFA协会会员,则必须满足以下要求以保持其会员资格: (1) 每年向CFA协会提交一份完整的执业行为报告,以保证其对CFA协会道德准则和执业操守标准的遵守; (2) 每年向CFA协会缴纳会费。 如果CFA协会会员不符合上述任何一个会员资格条件,则他将失去执业会员资格,并被暂时取消使用CFA头衔的权利。在重新获得执业会员资格之前,他不得称自己为CFA协会会员。当然,他可以称自己为“前CFA协会会员”或指出其享有会员资格的具体时间。 在本题中,由于Sandridge-未按时向CFA协会缴纳会费,从而他的CFA资格处于停用状态,亦即暂时失去了使用CFA头衔的权利。但是,考虑到Sandridge在1968年被授予CFA证书属于客观事实,因而他有权对外公布这一情况。 [考点] 作为CFA协会注册会员或申请人所应承担的义务

单项选择题 A1/A2型题
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