问题 多项选择题

某期货公司总经理周某失踪,期货公司按照公司章程等规定临时决定由李某代为履行总经理职责。期货公司在5个工作日之后向中国证监会及其派出机构报告。但中国证监会派出机构审查发现,李某并不符合担任总经理的条件。

请回答下列问题:

某期货公司申请从事期货投资咨询业务,其注册资本1.3亿元,净资本6500万元。总经理具有3年以上期货从业经历并取得期货投资咨询从业资格,具有2年以上期货从业经历并取得期货投资咨询从业资格的业务人员有3名,前述人员最近3年内无不良诚信记录,未受到行政、刑事处罚,且不存在因涉嫌违法违规正被有权机关调查的情形。该期货公司的申请未得到批准。请问申请从事期货投资咨询业务需具备的条件有()。

A.注册资本不低于人民币1亿元,且净资本不低于人民币8000万元

B.申请日前6个月的风险监管指标持续符合监管要求

C.具有2年以上期货从业经历并取得期货投资咨询从业资格的业务人员不少于5名

D.具有完备的期货投资咨询业务管理制度

答案

参考答案:A, B, C, D

解析:

《期货公司期货投资咨询业务试行办法》第6条规定,期货公司申请从事期货投资咨询业务,应当具备下列条件:注册资本不低于人民币1亿元,且净资本不低于人民币8000万元;申请日前6个月的风险监管指标持续符合监管要求;具有3年以上期货从业经历并取得期货投资咨询从业资格的高级管理人员不少于1名,具有2年以上期货从业经历并取得期货投资咨询从业资格的业务人员不少于5名,且前述高级管理人员和业务人员最近3年内无不良诚信记录,未受到行政、刑事处罚,且不存在因涉嫌违法违规正被有权机关调查的情形;具有完备的期货投资咨询业务管理制度;近3年内未因违法违规经营受到行政、刑事处罚,且不存在因涉嫌重大违法违规正被有权机关调查的情形;等等。

问答题 简答题
阅读理解

阅读理解。

                                                           Shaping the Future of TV

     Nobody can predict the future of TV with any certainty but some major figures in the industry have

recently put forward their thoughts on what will shape TV of the future.

     The shaping of a personalized television future is starting to take place, says Intel. The chip giant,

who makes the processors found in most personal computers, states that by 2015 there will be just over

12 million devices using IPTV services that will be capable of connecting to over 500 billion hours of TV

& video.

     This supports the idea to make television a more social, personalized and readily accessible device

available anywhere through IPTV services. As more and more people consume TV & video through various

mediums, there is now a greater need to distribute and manage this content.

     As such, companies like TV Genius are accepting this announcement made at Intel's Developer Forum

(IDF) in the USA by their chief technology officer, Justin Rattner.

     With such a variety of content likely to become available, technology firms will need to assist in making

personalized TV recommendations more readily accessible.

     Mr. Rattner, speaking to the BBC said, "TV will remain at the centre of our lives and you will be able to

watch what you want and where you want. We are talking about more than one TV-capable device for every

man and woman on the planet. People are going to feel connected to the screen in ways they haven't in the

past."

     One way in which this will happen will also be assisted by a more united service of material combining

including video content, internet content, broadcast content, and personal content.

     This content will become much more accessible through remote devices like mobile phones using IPTV

technology. This means that users will be able to watch their favorite programs away from the traditional

media hub, the home.

1. The author uses the passage mainly to _____. [ ]

A. recommend a new type of TV

B. introduce a possible shape of future TV

C. describe the function of future TV

D. support the new type of TV

2. We know from the passage that the future TV might have major features like _____.

    a. being capable of connecting to many more hours

    b. changing the shape very easily c. receiving programs at any place

    d. displaying the advanced materials e. using services accessing the Internet, video, radio, etc [ ]

A. a, b, c

B. c, d, e 

C. a, c, e

D. b, c, e

3. The underlined word"this" in the third paragraph refers to _____. [ ]

A. Intel, the chip giant

B. TV and video

C. readily accessible device

D. widely used IPTV services

4. We can infer from the passage that _____. [ ]

A. the present TV will disappear in the near future

B. the future TV will have a beautiful look

C. people are developing the technology of TV very quickly

D. people will spend more time watching TV at home