问题 多项选择题

下列关于避免利益冲突原则的表述,正确的有()。

A.期货从业人员在执业过程中遇到自身利益与投资者的利益发生冲突时,必须及时向投资者披露

B.期货从业人员在执业过程中遇到自身利益与投资者利益可能发生冲突时,以自身利益优先

C.期货从业人员在执业过程中遇到相关利益与投资者的利益发生冲突时,应当以交易的客户利益优先

D.期货从业人员在执业过程中遇到相关方利益与投资者的利益可能发生冲突,且无法避免时,应当确保投资者的利益得到公平对待

答案

参考答案:A, C, D

解析:

《期货从业人员执业行为准则(修订)》第九条规定,从业人员在执业过程中遇到自身利益或相关方利益与投资者的利益发生冲突或可能发生冲突时,必须及时向投资者披露发生冲突的可能性及有关情况,并尽量避免冲突;当无法避免时,应当确保投资者的利益得到公平的对待。B项,《期货公司管理办法》第四十九条规定,期货公司应当避免与客户的利益冲突,当无法避免时,应当确保客户利益优先。

阅读理解

Psychology(心理学)tells us that many people hate to take risks. But it is good for us to take risks, especially when the risk is to achieve a desired(渴望的) result. In that way, we become stronger and braver.

Our human nature should be to take risks, but some people just sit and wish they didn’t have the fear to move on. This is because they failed a few times in their lives. Please step out and don’t let the past hold you back from living life to the fullest. Move forward and move on! In studying the psychology of taking risks, we find that human nature provides us with the desire to experiment and take chances.

Risk taking is a great advantage that allowed our ancestors(祖先) to become stronger and stronger day by day. By taking risks they fought off enemies and discovered new territories(领土). This attitude has become a part of our modern culture. Riding a roller coaster is a common risk taking activity. Even each person seems to enjoy the risk although they have the understanding that it is dangerous. This psychological and biological (生物学的) connection creates an interesting connection between what is unsafe and what humans enjoy.

Getting in a car each day is a risk. Getting out of bed is a risk, too. We need to take risks so that we can complete many things. Astronauts take risks when they get inside a rocket(火箭); however, the things they achieve are great. Businessmen take a risk when they buy parts of a company. However, without doing that, they could not make more money.

We need to take risks so that we can gain(获得) something. It is impossible to move forward in life, earn money, enjoy a relationship, play a sport, or do anything else without taking a risk. It is all part of the game. It’s one of the most important parts of life.

小题1:Some people don’t want to take risks, mainly because ___________.

A.they are too lazy to move on

B.they feel pleased with the present life

C.they have failed several times before

D.they show little interest in the strange world outside小题2:What does the underlined part “This attitude” in Paragraph 3 mean?

A.Taking risks

B.Fighting off enemies

C.Discovering new territories

D.Becoming stronger and stronger小题3:What can we infer from the passage?

A.Daily life is full of risks.

B.The safest place has the greatest risk.

C.People should take risks when they are young.

D.We can always achieve our goals by taking risks.小题4: Businessmen take a risk in order to __________.

A.sell parts of a company

B.complete many things

C.make more money

D.get inside a rocket小题5:What would be the title for the passage?

A.Taking risks is easier said than done

B.Risks taken by ancestors

C.Live our life to the fullest

D.No risk, no gain.

问答题 简答题