问题 判断题

合规风险指在自营或经纪业务经营中违反国家政策,如《刑法》中关于证券犯罪的界定和《证券法》关于证券业务的规定等,可能受到法律制裁而导致损失。( )

答案

参考答案:

解析: 合规风险主要是指证券公司在经纪业务活动中发生违反法律、行政法规和中国证监会有关规定的行为,可能使证券公司受到法律制裁而导致损失。

阅读理解

Mike was ten years old and he went to the Ashland School. He was very good at football, so he was chosen(被选中) by the school team. He always played very well in the matches, and he scored a lot of goals (得分很多). One day Mike said to his parents, “we will play football with the Gum Tree School .Will you come and cheer us on?” And they agreed to come.

The match was in the park. The Gum Tree School team wore green shirts and blue shorts (短裤), and Mike’s team wore white shirts and red shorts. In the first two minutes of the match, Mike ran with the ball and kicked it into the goal. All the Ashland School boys and their families were very excited about it.

After that, Mike scored two goals before half time. Then in the second half of the match he almost scored another goal, but he kicked the ball with his foot lightly , and the goalkeeper caught it easily and threw it out.

After the match, Mike’s father said to him, “You missed a good chance (机会) to score another goal, Mike. Why did you kick it lightly?”

“Because there were tears (眼泪) in the goalkeeper’s eyes,” Mike answered.

小题1:Mike was chosen in the school team because he_____________ .

A.studied well

B.ran fast

C.like basketball

D.played football well小题2:What color shirts did Mike’s team wear?

A.Blue

B.Green

C.Red

D.White小题3:How many goals did Mike score in the match? .

A.Two

B.Four

C.Three

D.Five小题4:What does the word” goalkeeper” mean in the third paragraph? .

A.教练

B.守门员

C.裁判

D.观众小题5:From the passage we know ______________

A.Mike’s farther didn’t like playing football

B.the Gum Tree School Team lost the match because of the goalkeeper

C.the goalkeeper was happy when they won the match

D.Mike was a good player and was kind to others

选择题