问题 单项选择题

期货交易所的下列行为中不需要经中国证监会批准的是( )。

A.变更交易所名称
B.期货交易所分立
C.股东大会决定解散期货交易所
D.制定并实施期货交易所的交易规则及其实施细则

答案

参考答案:D

解析: 根据《期货交易所管理办法》第8条规定,期货交易所除履行《期货交易管理条例》规定的职责外,还应当履行下列职责:(1)制定并实施期货交易所的交易规则及其实施细则;(2)发布市场信息;(3)监管会员及其客户、指定交割仓库、期货保证金存管银行及期货市场其他参与者的期货业务;(4)查处违规行为。所以,D项是期货交易所的法定职责,无须经中国证监会批准。根据《期货交易所管理办法》第13条规定,期货交易所变更名称、注册资本的,应当经中国证监会批准。根据《期货交易所管理办法》第14条规定,期货交易所的合并、分立,由中国证监会批准。根据《期货交易所管理办法》第17条规定,期货交易所因下列情形之一解散:(1)章程规定的营业期限届满;(2)会员大会或者股东大会决定解散;(3)中国证监会决定关闭。期货交易所因第(1)项、第(2)项情形解散的,由中国证监会批准。所以,ABC三项均需要经证监会批准。因此,本题的正确答案为D。

单项选择题
单项选择题

Germany’s chimney sweeps—hallowed as bringers of good luck, with their black top hats and coiled-wire brushes— are under attack. Last week the European Commission’s directorate for the internal market revived proceedings against an antiquated German law that protects sweeps against competition. The country’s chimney sweeps enjoy a near-perfect monopoly. Germany is divided into around 8000 districts, each ruled by its own master sweep who usually employs two more sweeps. Although this is a private enterprise, the maintenance and inspection service provided is compulsory and prices are set by the local authority: sweeps cannot stray outside their district, nor can householders change their sweep even if they loathe him. This rule cuts both ways. "There are some customers I can’t stand either," says one Frankfurt sweep.

The rationale is simple: chimney-sweeping and related gas and heating maintenance in Germany are treated as a matter of public safety. Annual or semi-annual visits are prescribed, keeping the sweeps busy all year round. For centuries, chimney-sweeps in Europe were a wandering breed. But in 1937 the chimney-sweep law was revised by Heinrich Himmler, then the acting interior minister. His roles tied chimney sweeps to their districts and decreed that they should be German, to enable him to use sweeps as local spies.

The law was updated in 1969, leaving the local monopolies in place but opening up the profession, in theory at least, to non-Germ, ans. But in practice few apply. Four years ago a brave Pole qualified as a master in Kaiserslautern, according to a fellow student, and this year an Italian did so in the Rhineland Palatinate. But he, like most newly qualified German masters, will spend years on a waiting list before he gets his own district.

The European Commission would like to see a competitive market in which people can choose their own sweeps, just as they choose builders or plumbers. It first opened infringement proceedings in 2003, and the German government of the time promised to change the law but failed to do so. And despite the huffing and puffing from Brussels, tile government is still reluctant to dismantle its antiquated system on safety grounds. The number of deaths from carbon-monoxide poisoning in Germany is around one-tenth that in France or Belgium, claims the Frankfurt sweep. So Germans are likely to be stock with their neighbourhood Schornsteinfegers—whether they can stand each other or not—for some time to come.

Which of the following is true according to Paragraph 2()

A. Chimney-sweeping is impotant in Germany because it is treated as a matter of public safety

B. Chimney-sweeping visit was done every a year and a half

C. Before 1937, chimney sweeps are German and work in their districts

D. Heinrich Himmler revised the law because he can use sweeps as local spies