问题 多项选择题

下列关于《证券法》对证券自营业务违规行为的规定中,正确的有()。

A.个人从事内幕交易的,责令依法处理非法持有的证券,没收违法所得,并处以违法所得1倍以上5倍以下的罚款;没有违法所得或者违法所得不足3万元的,处以3万元以上60万元以下的罚款

B.单位操纵证券市场的,应当对直接负责的主管人员和其他直接责任人员给予警告,并处以10万元以上60万元以下的罚款

C.证券公司假借他人名义或者以个人名义从事证券自营业务情节严重的,暂停或者撤销证券自营业务许可

D.证券公司对其证券自营业务与其他业务不依法分开办理,混合操作的,对直接负责的主管人员和其他直接责任人员给予警告,并处以3万元以上10万元以下的罚款;情节严重的,撤销任职资格或者证券业从业资格

答案

参考答案:A, B, C, D

解析:熟悉证券自营业务的监管措施和法律责任。

完形填空
My good friend and neighbor is dying. She has      more health problems through the years than anyone should have to tolerate. Now as she approaches her 57th birthday she knows that it will    be her last. She has started       a lot of her things. She has given all of us around her much more than just her things though. She has also given us her friendship, her kindness, and her joyful smile.  She has given us her shining spirit that has made all of our lives so much      . When a local dog was      killed by a bear, my friend welcomed it into her home and nursed it back to      . When any of us needed anything she was there doing all that she could with a      full of love and a soul full of goodness.
She did all of this too while her health      to grow worse and worse. My friend,       , is not afraid of death. She has told me several times that she believes it will only be like a brief       and then she will awaken in Paradise. I am       as well that she will fit right in there because she already has a lot of paradise within herself. It is the paradise within her that she has so freely and beautifully given to us all. 
We all have a bit of paradise within ourselves. She has shown me that the best way to enjoy that paradise is to       it with everyone you meet. I wish my friend only joy in her       days here and endless love and life in her coming days in Paradise.
小题1:
A.askedB.battledC.raisedD.checked
小题2:
A.probablyB.temporarilyC.unbelievablyD.hardly
小题3:
A.collectingB.purchasingC.consuming D.donating
小题4:
A.tougherB.strangerC.brighterD.heavier
小题5:
A.nearlyB.accidentallyC.suddenlyD.cruelly
小题6:
A.deathB.healthC.happinessD.heaven
小题7:
A.storyB.purposeC.heartD.friend
小题8:
A.refusedB.stoppedC.intendedD.continued
小题9:
A.howeverB.thereforeC.insteadD.also
小题10:
A.reportB.sleepC.journeyD.account
小题11:
A.sureB.doubtfulC.afraidD.pleased
小题12:
A.chargeB.createC.provideD.share
小题13:
A.terrifyingB.remainingC.comingD.interesting
单项选择题