问题 多项选择题

李某发现近段时间期货交易行情很好,于是找到其在某期货公司(非国有)工作的朋友王某,给其5万元钱的“劳务费”,让他帮忙寻找点“有用信息”,王某利用其职务上的便利,多次非法向李某提供内幕信息,李某从中获利10万余元。另外,据调查,王某还曾经于2007年5月份帮助某走私集团顺利通过期货交易将走私所得转移出去,并从中获得20万元好处费。根据该案例,回答以下题目:

对于王某的行为,中国证监会应当采取()措施。

A.没收违法所得,并处违法所得1倍以上5倍以下的罚款

B.没有违法所得或者违法所得不满10万元的,处10万元以上50万元以下的罚款

C.撤销其期货从业人员资格

D.给予刑事制裁

答案

参考答案:A, B

解析:

根据《期货交易管理条例》第七十三条的规定,期货交易内幕信息的知情人或者非法获取期货交易内幕信息的人,在对期货交易价格有重大影响的信息尚未公开前,利用内幕信息从事期货交易,或者向他人泄露内幕信息,使他人利用内幕信息进行期货交易的,没收违法所得,并处违法所得1倍以上5倍以下的罚款;没有违法所得或者违法所得不满10万元的,处10万元以上50万元以下的罚款。

阅读理解

阅读理解。

COURSE: Introduction to American History

INSTRUCTOR: Dr Jane Klammer

OFFICE: 305 Marshall Hall

OFFICE HOURS: 11: 15~12: 30 M W F (Monday Wednesday Friday)

CLASS: 363 Marshall Hall 3: 35~5: 00 T Th (Tuesday Thursday); 10: 10~ 11: 00 M W F; Other time by

              appointment

TELEPHONE: 255 4786

TEXTBOOK: The American Tradition: A History of the United States (written by Green& Robert. Published

                      by Ohio State University Press, 1973), which is bought at the College Bookstore.

     Attendance is not required, but you are responsible for all the information given in the class lectures. In the

lectures I will talk about the chapters in the textbook and other materials that I choose to add to the course.

The exams will cover all this information. Therefore, I advise you to come to the class as much as possible. If

you have to miss a class, be sure to get the class notes from another student.

     Your homework assignments are listed on the next page. If there are any changes in the assigned homework

reading, I will announce them in class.

     You are supposed to read the chapter about which I will be lecturing before you come to class. This is to

make sure that you understand as much as possible while taking notes in my lectures. Be prepared when you

come to class.

     The term paper is 40% of your final grade. It should not be more than fifteen pages (Another thinking of

majoring in history may write twenty-five pages). Before the midterm exam you will choose the topic for your

paper.

1. If a student wants to know what the homework assignments are, _____. [ ]

A. Prof. Klammer announces them in class

B. he (she) reads the list on the next page

C. Pro. Klammer gives a list every week in class

D. he (she) goes to the professor's office

2. If a student cannot see Prof. Klammer during her office hours, he _____. [ ]

A. sees her after class

B. calls her at home

C. makes an appointment with her

D. asks another student

3. According to the passage, which of the following is probably TRUE? [ ]

A. The textbook is written by Dr Klammer.

B. If you have to miss a class, be sure to say sorry to Prof. Klammer.

C. The students can buy "Introduction to American History" at the College Bookstore.

D. Prof. Klammer encourages his students to take notes in her class.

4. It can be judged that _____. [ ]

A. before the final exam, you will choose the topic for you paper

B. the students who will take the course had better attend the lectures as much as possible

C. your term paper should be more than fifteen pages

D. you will have a class at 11:15-12:30 on Sunday

多项选择题