问题 多项选择题

证券公司为客户买卖证券提供融资融券服务的,必须符合( )规定。

A.为单一客户融资业务规模不得超过净资本的5%

B.为单一客户融资业务规模不得超过净资本的10%

C.接受单只担保股票的市值不得超过该股票总市值的20%

D.接受单只担保股票的市值不得超过该股票总市值的30%

E.按对客户融资规模的10%计算风险准备

F.按对客户融券规模的15%计算风险准备

答案

参考答案:A,C,E

解析: 证券公司为客户买卖证券提供融资融券服务的,必须符合下列规定:①为单一客户融资业务规模不得超过净资本的5%;②为单一客户融券业务规模不得超过净资本的5%;③接受单只担保股票的市值不得超过该股票总市值的20%。同时,从风险控制指标标准看,证券公司为客户买卖证券提供融资融券服务的,按对客户融资规模的10%计算风险准备。

单项选择题 A3/A4型题
完形填空

Ⅲ.完形填空(共20小题;每小题1.5分,满分30分)

Tom is a worker in my factory and he is a little bit dirty.I have been taking   36  of him for years and years, he always wears an old red hat and carries a   37  bag.He usually spends his break time and his lunchtime by walking around to   38  the unused tins around.

Once I saw him by his   39  , with a lot of rubbish bags, which were full of aluminum(铝) tins.He threw them into the back of his car and then   40  the car.Being very curious, I got into my car to   41  him.He drove   42  he reached the entrance to a wide, empty parking area, but did nothing more.

Today, I was   43  one of the broken machines during lunchtime when this“tin man”came along with his bag.As usual, he   44  the tins around the place.My   45  , who was worried about how the   46  caused by the machine would affect production, was standing there watching me.

When I finished my job, my manager asked the “tin man” about what he would   47   the tin that he had collected.I had    48  even though about asking this kind of question,  49 I had always thought that this “tin man” would sell the   50  to the recycling place

 51 ,this “tin man” answered, “I will give them to my neighbor,  52  has epilepsy(癫痫病) and is unable to work.” I was   53  to hear this, and I asked him, “You   54  you are collecting all those tins just to help your neighbor?”

“I know it doesn’t help very much,” he said, “   55  I try my best to help him.” It was the most beautiful moment in my life and made me feel very humble(卑鄙的).

36.A.hold                   B.care                    C.charge                 D.notice

37.A.plastic                 B.rubbish               C.paper                 D.metal

38.A.collect                B.find                   C.hide                   D.spread

39.A.house                  B.store                  C.machine             D.car

40.A.got out of         B.broke up             C.jumped into         D.settled down

41.A.follow                B.block                 C.inspect                D.catch

42.A.since                  B.until                   C.when                  D.after

43.A.decorating           B.performing         C.repairing        D.selecting

44.A.turned up            B.put up                 C.set up                 D.picked up

45.A.manager              B.workmate            C.neighbor         D.friend

46.A.power                 B.delay                  C.signal                  D.harm

47.A.do with               B.deal with            C.go with               D.put up with

48.A.seldom                B.always              C.nearly               D.never

49.A.unless                 B.because               C.though                D.if

50.A.machine              B.cars                    C.tins                     D.bags

51.A.Certainly             B.Briefly                C.Surprisingly    D.Fortunately

52.A.who                    B.whom                 C.which                 D.that

53.A.shocked              B.interested            C.satisfied         D.concerned

54.A.announce            B.mean                  C.say            D.declare

55.A.instead                B.however              C.but                     D.and